former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Microsoft Word - fully covered.doc การลงทุนใน derivative หรือ warrant ท่ีกําหนดให ตองทําการ fully cover ไว ซ่ึงประเภทหลักทรัพยและทรัพยสินท่ีกองทุนสามารถใช cover ได ประกอบดวย 1. เงินสด 2. เงิน
{G}, they failed to record some of client trading orders correctly and completely. In this regard, the SEC revealed their inappropriate actions and recorded such demerits for future reference if
with power in whole or in part in the management of the company 5. changing in credit rating of the issuer’s debt securities 6. expanding the amount of debt securities to be offered under the MTN Program
investment but the bank did not. Thus, the client lodged a complaint and asked the bank to compensate the whole investment amount. It was found that {A} signed the structured note subscription order, risk
filing the lawsuit (21st September 2017) onwards until the payment is completely made to the plaintiff. Also, the defendant is to pay costs instead of the plaintiff including lawyer’s fee 10,000 Baht
Industrial lands completely and the company does not want to invest for a long term for the development of public utility Such disposal of shares constitutes a sale or transfer of the whole or some substantial
project successfully and also sold all of the Industrial lands completely. There are the last 4 lands which have made purchase agreement and still remained for transferring ownership and the company does
increased by proportion of sales while the operation expense decreased 41% , cause of the company fully paid for license in 2016. In the third quarter of 2017, the company did not have financial costs , as
) Re: Electronic Conferencing, per the following details: From the existing Article 5. All shares in the Company shall consist solely of ordinary shares entered in name certificates and shall be fully