former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders.  Following a report from Bualuang Securities PLC., the SEC further probed into the case

his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed five

held in his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed

Mr. Pete Bodharamik On September 19, 2016, Mr. Pete Bodharamik (“Mr. Pete”) acquired shares of Jasmine International Public Company Limited (“JAS”) which caused his aggregated holdings of JAS

caused his aggregated holding of META shares to reach or pass a multiple of 5 percent of the total voting rights of META. But he filed inaccurate reports (Form 246-2) of his holding of META shares after

held in his securities account and private funds of 6 people to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of TIGER

”) shares held in her and other 4 people’s securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when her aggregated holding of TCC

leasehold registration date with an incremental of not more than 10% every 3 years or equivalent to the maximum amount of Baht 47,812,275 payable in 30 years which aggregated to the total amount of Baht

voting rights of JAS which caused his aggregated holdings of JAS shares to exceed 50 percent. The amount of his holdings of JAS was a significant degree of control of JTS. However, Mr. Pete failed to

} and {B}, two securities investment consultants, and {D}, a capital market investment consultant, failed to completely record a client's securities trading orders. Furthermore, the second investigation