Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Facebook อ้างชื่อ Complete Coffee Business Amz. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/11/2568)
unified through the award ceremony of the Thai Capital Market: United in Empowering Communities with Knowledge Project – Phase 2 (2026). The year 2026 is considered particularly special, as the SEC
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
, which has seized and frozen assets with a total value exceeding THB 20 billion. The CIB stands ready to continuously advance this form of cooperation with all relevant agencies to ensure unified and
amendments will establish a unified standard for prohibited characteristics and for the assessment of the severity of conduct of major shareholders across all types of business operators. Transitional
information and coordinate with the AMLO, the CIB, and relevant agencies to ensure unified and effective supervision and law enforcement. Where information or circumstances indicate potential violations