Appointing Independence Director of Securities Company or the Notification of the Office of Securities and Exchange Commission concerning Rules on Rendering a Waiver of Appointing Independence Director of
concerning Rules on Rendering a Waiver of Appointing Independence Director of Securities Company or the Notification of the Office of Securities and Exchange Commission concerning Rules on Rendering a Waiver
provision which may in any manner give rise to a conflict of interest between customers and the management company as well as related persons as specified in the notification of the Office shall be subject to
notification determining types or details of such a mutual fund for which the management company may apply for approval for establishment, or types and the nature of investors who will become a counterparty to
Company Relating to the Using of Back Office Service From Service Provider dated 23 July 2003 shall be repealed. Clause 2. In this Notification: “Securities company” means a company licensed to undertake
provider as follows: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. OrThor. 7/2546 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back
Executives of Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means
the notification of the SEC; or (4) newly established company for the purpose of applying for Type B securities business license (ข). Clause 6 The applicant for Type C securities business license (ค
Microsoft Word - 2018_Q1 Results Notification letter_English May 8, 2018 The Director and Manager The Stock Exchange of Thailand Re: Information on First Quarter of 2018 Operating Results KCE