The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development Department, joined a panel discussion on "Communicating Greater
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาววินิตา กุลตังวัฒนา ผู้อำนวยการฝ่ายส่งเสริมความยั่งยืน ร่วมเสวนาในหัวข้อ "Communicating Greater Governance through Responsible
, especially in overseeing the quality of financial reporting process, selecting quality auditors, and communicating adequately with the auditors. It also served as a channel to provide information and useful
Pursuant to the MOU, SEC and TGO will cooperate in sharing knowledge, communicating and giving advice to listed companies, securities issuers or business operators under SEC supervision regarding the
production process more efficient as a result of good cooperation from customers, partners and employees in communicating information to make advance planning that makes cost effective. 3. The consolidated net
}, it was found that she had signed on unit purchase orders without communicating or giving advice to the client for whom {B} had given information and advice. {C} was working at the branch where {B} was
improved supervisory standards in many areas, including debts offerings, communicating expectations for securities business intermediaries to provide standard services for clients? best interest (putting
the capital market personnel**. The SEC has been communicating with all securities companies and their compliance units as well as the Association of Securities Companies (ASCO) to emphasize the
guidelines for integrating corporate governance practices and ESG (environment, social, and governance) conceptinto listed companies? business operations. The SEC is communicating the benefits of CG/ESG
Notification on Standard Conduct of Business , an intermediary shall operate a system for communicating with and providing services to clients pursuant to the details in this Chapter. Clause 5/2 The provisions