Bangkok, July 29, 2011 ? The SEC has announced selection process for new Secretary-General. Candidates must have qualifications and shall not possess any of the prohibited characteristics. The SEC

Bangkok, October 1, 2013 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the Securities and Exchange

hold a seminar to impulse board of director and top executives of securities and asset management companies to realize the importance of joining Collective Action Coalition (CAC). So far, four securities

Bangkok, January 8, 2014 ? The SEC announced the strategic plan 2014-2016 and key initiatives to kick off in 2014 emphasizing continued five key strategies to enhance supervisory efficiency, sharpen

novel Coronavirus (COVID-19) in the country, SEC has considered appropriate to revise the holidays of securities companies and derivatives business operators and, therefore, announced the cancellation

Bangkok, March 26, 2014 ? Institutional investors announced proxy voting guidelines aiming to boost quality and sustainable growth of listed companies and the Thai capital market. The institutional

The SEC has announced the Master Blueprint for Thai capital market, which includes the launch of Distributed Ledger Technology (DLT) as the new digital platform for capital market transactions to

technology to private fund management in analysis, selection and screening of securities trading signals, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory

another person to be outsource in analysis and investment decision, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.133 paragraph 2

process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S