characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her
Securities and Exchange Commission No. KorThor. 16/2555 Re: Determination of Types of Securities Having Characteristic Similar with Investment Units _____________ By virtue of Section 14 of the Securities and
promoting the SEC?s new image through a variety of activities and channels to affirm the readiness of the SEC and every stakeholder to move forward to the new decade,? said SEC Secretary-General Vorapol
} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was
in Cambodia with details as follows: 1. Date of Transaction : Within Quarter 3/2018 2. Characteristic of the Transaction Parties : 1. M Pictures Entertainment Public Company Limited. 2. MVP
financial statements of Renaissance FMC, which constitutes a prohibited characteristic for an auditor in the capital market*. Accordingly, the SEC resolved to revoke Ms. Sulalit’s approval as a capital
นั้น) I would like to affirm with MFC Asset Management Public https://market.sec.or.th/public/mrap/MRAPFile.aspx?FILESEQUENCE=1&FUNDNAME=MSI10AI&FUNDCOMPRUNCODE=M... MRAPFile.aspx?FILESEQUENCE=1&FUNDNAME
ประเภทดงัต่อไปนี้ (โปรด เลือกเพียงข้อเดียวเทา่นั้น) I would like to affirm with MFC Asset Management Public https://market.sec.or.th/public/mrap/MRAPFile.aspx?FILESEQUENCE=1&FUNDNAME=MSI10AI