issued under Paragraph 1 and Paragraph 2 of Section 35 of the Emergency Decree. Therefore, pursuant to Paragraph 3 of Section 35 of the Emergency Decree, the Minister of Finance has revoked Zipmex’s
According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval period. Additionally, the company failed to prepare and submit reports on its information technology systems to the SEC within deadline. Therefore, Longroot was deemed to have failed to comply with the regulations as specified by the SEC and was unable to rectify all deficiencies in order to resu...
company’s securities business license, Type C, to be revoked. The SEC Office has important roles of ensuring that securities and derivatives business operators have in place appropriate, reliable, fit and
later entirely cancelled. His intention in placing selling orders was to test the market, without intention to execute transactions, in such a way that misleads other persons regarding the price or
year ended December 31, 2018, the company would like to inform that the Board of Directors’ meeting no. 1/2019 on May 9, 2019 has already cancelled the credit guarantee to such company, with the details
will be submitted to the Ministry of Finance as public revenue. In any case, NEWS cancelled the private placement afterward.
later entirely cancelled. This action mentioned above is considered as placing sell orders in such a way that misleads other persons regarding the price or volume of securities trading.The SEC’s
be cancelled to lighten the applicant's burdens. Meanwhile, remedies would be compensated to the existing licensees who have paid for the license fees based on the criteria specified under the current
approval from the SEC Office as a result of registration with the Institute of Appraisal Profession which the SEC Office has cancelled later on the recognition under the second paragraph, still remain
cannot establish large building because of environment problem and others from government, this contract will be cancelled and the seller will return deposit or deposit with interest at commercial bank