. The SEC has significantly improved the level of implementation of the IOSCO Principles, with 35 out of the total 37 areas being assessed as fully or broadly implemented. Such results reflect that the

offenses have broadly damaged public interests. Given that the damages from STARK’s liabilities exceed 38 billion baht, there is a reasonable ground to believe that the offenders might transfer or dispose of

Currently, the IPO regulations specify that an IPO applicant shall not get involved in any illegal business without specifically defining the term. Thus, the term can be broadly interpreted and may

major course due to the outbreak of Corona Virus Disease 2019 or KOVID-19, which came from the strict control measures both in the country and international and it has broadly affected the economic

that was assessed under the FSAP and earned at least “Broadly Implemented” assessment results in the part relating auditors? Yes No 4.5 Have you ever been inspected by the audit oversight authority? Yes

Objectives and Principles of Securities Regulation ในระดับที่ไม่ต่ำกว่า Broadly Implemented หรือเทียบเท่า (2) ประเทศที่เคยผ่านการพิจารณาจากสำนักงานแล้วว่ามีหลักเกณฑ์ที่เกี่ยวกับการกำกับดูแลบริษัท

results not lower than Broadly Implemented or equivalent based on the Objectives and Principles of Securities Regulation of the International Organization of Securities Commissions (IOSCO) regarding

lower than Broadly Implemented or equivalent based on the Objectives and Principles of Securities Regulation of the International Organization of Securities Commissions (IOSCO) regarding supervisory

term of the quality of the audit oversight system ? Yes No Is the audit oversight authority you registered with in the country that was assessed under the FSAP and received at least “Broadly Implemented

and Principles of Securities Regulation ในระดับที่ไม่ต่ำกว่า Broadly Implemented หรือเทียบเท่า (2)  เคยผ่านการพิจารณาจากสำนักงานแล้วว่ามีหลักเกณฑ์ที่เกี่ยวกับการกำกับดูแลบริษัทที่มี