The SEC has initiated an issuance of a notification stipulating rules, conditions and procedures for collecting, disposing, and distributing REIT assets, based upon the Notification of the Capital
assigning other persons to perform the work related to business operations. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30
customer care. In addition, during the renovation, payroll was saving by assigning colleagues to work at sister MOHG properties around the world. An additional finance cost of Baht 4.6 million or 190.6% was
, during the renovation, payroll was saving by assigning colleagues to work at sister MOHG properties around the world. An additional finance cost of Baht 2.6 million or 111.8% was increased when compared to
not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any
-?assigning rates for instruments or businesses for the purpose of regional or international scale comparison or for those specified to be credit rated under SEC regulations. ?We expect to see more fund
perform duties under Clause 4, an intermediary shall comply with the following rules, as the case may be: (1) for appointing or assigning a person to hold the positions under Clause 5, such person shall
rules, as the case may be: (1) for appointing or assigning a person to hold the positions under Clause 5, such person shall meet the following criteria: (a) having the qualifications and not possessing
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
., is suspended for three months for failing to take care of a client's account, and instead assigning her subordinate who was an authorized trader to contact, solicit and give advice on securities