former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders.  Following a report from Bualuang Securities PLC., the SEC further probed into the case

his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed five

held in his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed

of Agripure Holdings Public Company Limited (“APURE”) which caused their aggregated holding of APURE shares to exceed trigger point at 50 percent of the total voting rights of APURE. However, the

Agripure Holdings Public Company Limited (“APURE”) which caused their aggregated holding of APURE shares to exceed trigger point at 50 percent of the total voting rights of APURE. However, the offerors

shares of Agripure Holdings Public Company Limited (“APURE”) which caused their aggregated holding of APURE shares to exceed trigger point at 50 percent of the total voting rights of APURE. However, the

Mr. Pete Bodharamik On September 19, 2016, Mr. Pete Bodharamik (“Mr. Pete”) acquired shares of Jasmine International Public Company Limited (“JAS”) which caused his aggregated holdings of JAS

caused his aggregated holding of META shares to reach or pass a multiple of 5 percent of the total voting rights of META. But he filed inaccurate reports (Form 246-2) of his holding of META shares after

held in his securities account and private funds of 6 people to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of TIGER

voting rights of JAS which caused his aggregated holdings of JAS shares to exceed 50 percent. The amount of his holdings of JAS was a significant degree of control of JTS. However, Mr. Pete failed to