private equity firms, or the “SME Startup PE VC” working group, was set up. The group, comprising representatives from various government and private agencies, including the Stok Exchange of Thailand

,? said SEC Secretary-General Rapee Sucharitakul. The Thai capital market in particular has made significant progress in the area. This includes the satisfactory results of the ASEAN CG Scorecard

Clause 9 shall be made in continuation of the time during which such person used to receive training under relevant notifications. If such person has been authorized, approved or registered under more than

internal procedures. Each of them has put in place the quality assurance systems in compliance with professional standards, although improvement may be needed in certain practices to measure up to the new

convenient, (3) review details of commitment between unitholders and asset management company to be more complete and (4) revise form and content of prospectus to ensure comprehensible and adequate disclosure

turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion

investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets. The 24-hour

Register of persons qualified to be fund manager Please wait... Register of persons qualified to be fund manager Export Excel No. List of Fund Managers Type of fund manager MF DF Approval date

The SEC Thailand also proposed to be a host country candidate for the IOSCO Annual Conference in 2022 – the year of the SEC Thailand’s 30th Anniversary. The official proposal will be submitted to

help ease procedures for approval and renewal of approval which is expected to result in increasing number of personnel to be sufficient for market demand.The revised regulations require investor contact