commended significant progress made by the Philippines to join the ASEAN Collective Investment Scheme (ASEAN CIS) framework aimed at driving cross-border offerings of CIS across the region.The ACMF
In the current environment, investment scams have intensified, resulting in widespread financial losses to the public and posing a serious threat to the country’s social and economic stability. In response, the SEC has taken ongoing actions, focusing on both preventive measures to mitigate potential harm and enforcement actions against misconduct, while working in close coordination with relevant agencies. Accordingly, the SEC has enhanced five key measures, including actions implemented t...
Bangkok, July 8, 2016 ? The SEC Independent Audit Inspection Activities Reports for the second-cycle period during 2013-2015 have shown significant progress in the quality control system of audit
satisfactory improvement among 585* listed companies. The rise of 13 such companies to Progress Level 5 (out of 6 levels) indicated extended efforts to involve stakeholders in the implementation of corporate
, which will lead to the improvement of the audit oversight in Thailand” SEC gives priority to audit quality which is an essential factor to raise the credibility of the financial
ระบบติดตามสถานะของคำร้อง (CASE PROGRESS)
Regarding the case of More Return Public Company Limited (MORE) share price and/or volume manipulation during July-November 2022, in which the SEC had continuously endeavored to bring all of the offenders into the enforcement proceedings, criminal complaints were filed with the Economic Crime Suppression Division (ECD) of the Royal Thai Police on 10 February and 27 June 2023, with 18 and 32 offenders, respectively, The DSI has accepted the case as its special case and the SEC has reported the ca...
Bangkok, July 21, 2014 ? The SEC announced the results of the 3rd Mekong Capital Markets Cooperation (MCMC) meeting in Pattaya City that all 5 member countries agreed on mutual benefits of this collaboration framework and entered into MoU signing to lay the foundation for capital market cooperation to promote sustainable growth in the region. Vorapol Socatiyanurak, SEC Secretary-General revealed the meeting results of the 3rd MCMC meeting hosted by the SEC recently in Pattaya City last month. P...
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with the executive team, held a meeting with representatives from small and medium-sized audit firms in the capital market. The meeting aimed to discuss issues and exchange views on enhancing audit quality and supporting the sustainable growth of small and medium-sized audit firms. This meeting took place on 12 July 2024 at the SEC Building.