, especially when solicited and promised higher profits with no risks. If the investing public are not observant, not informed, and not fully of the understanding of the products, or if they invest in
Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform
SMART’s failure to prepare and submit the accurate financial statements for Q1/ 2017 ended March 31, 2017 within the period specified by the Capital Market Supervisory Board. SEC Act S.300 Settlement
TTCL Public Company Limited TTCL Public Company Limited (“TTCL”) had a duty to prepare and submit the accurate financial statement for Q1 year 2020 in accordance with the notification of the
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
recent suspension of all Baht and cryptocurrency withdrawals. The e-form aims to further facilitate the affected investors’ submission of information and the SEC’s collection of clear and accurate facts
Nok Airlines Public Company Limited Nok Airlines Public Company Limited ("NOK"), a securities issuer, had a duty to prepare and submit the accurate annual updated information statement and
;s failure to prepare and submit the accurate annual updated information statement and the annual report for the year 2022 (Form 56-1 One Report) within the period specified by the notification of the