providers must obtain approval from SEC, have a system in rendering the integrated service and provide services in accordance with the required standards;3. The wealth advice service providers must
The SEC conducted public hearings on the regulations on the application for approval, the granting of approval for the association, and disclosure of information thereof during April – May 2023
Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below
Online Registration and Approval System (ORAP) ระบบให้ความเห็นชอบ Online Registration and Approval System ท่านยังไม่ได้ Register กรุณากรอกข้อมูลเพื่อลงทะเบียน กรุณากรอกข้อมูลเพื่อลงทะเบียน ประเภทบัตร
Online Registration and Approval System (ORAP) ระบบให้ความเห็นชอบ Online Registration and Approval System Username (E-mail or ID No.) : Password : ประกาศนโยบายความเป็นส่วนตัว
Online Registration and Approval System (ORAP) ระบบให้ความเห็นชอบ Online Registration and Approval System กรุณากรอกข้อมูลต่อไปนี้เพื่อเข้าสู่ระบบ (Please enter information below) ประเทศที่ออกบัตร
Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1
Bangkok, July 17, 2013 - The SEC revoked approval as well as disclosed inappropriate behavior of {A}, a capital market investment consultant of Kasikorn Securities Plc. Following the report from
Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed