Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but for normal situations, business operators must receive the SEC’s prior approval. Hence, business...
Facebook page Owen Shop : Unlicensed securities and derivatives business (Disclosure Date : 29/03/2023)
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Facebook page "GOD SHOP Prosperity Partners" : Unlicensed securities and derivatives business (Disclosure Date : 01/10/2025)
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