Bangkok, 7 February 2018 ? All of the 26 members of the Association of Asset Management Companies (AIMC) have declared their intention to adopt the Investment Governance Code (I Code) for institutional investors in line with international practice.AIMC Chairperson Voravan Tarapoom said that on 24 January 2018, all AIMC members, 26 asset management companies to be exact, declared their intention to adopt the I Code as a guideline for work operation and investment.?Institutional investors are a  k...

failure to comply with Section 35 of the Emergency Decree may lead to the consideration of license revocation.”     The SEC emphasizes the importance of monitoring the operations of business operators to

Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with

. The SEC therefore reviewed Ms. Sulalit’s audit work performed for Renaissance FMC and found that she had seriously failed to comply with auditing standards. The deficiencies included: Failure

information on the e-wallet used for safeguarding clients’ assets and details of transfer or withdrawal transactions of digital assets. However, Zipmex and Akalarp did not comply with the Competent Officer’s

, stated: “In this case, the SEC has been closely monitoring the operations of digital asset business operators. We reiterate that all operators providing WLD coin services must comply with regulations

follows: 1 . We wish to express an intention to submit information electronically to the SEC Office and agree to abide by the following conditions: 1.1 We fully understand and acknowledge the SEC Office’s

follows: 1 . We wish to express an intention to submit information electronically to the SEC Office and agree to abide by the following conditions: 1.1 We fully understand and acknowledge the SEC Office’s

: .................................................................................................................................................................................... With the binding agreement as follows: 3 Clause 1 We wish to express an intention to submit information electronically to the SEC Office and/or the back office service provider and agree to abide by the

provider and agree to abide by the following conditions: 1 . 1 We fully understand and acknowledge the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (Standard