Complex Type 3 Investment Consultant

and a certain group of people. Shine was the master mind and /or beneficiary while Kittichai as aider or abettor in sending trading orders of securities in GEN?s account causing damage to the

manner that boost up share prices by sending trading orders in great volume with different price levels, taking both bid and offer positions, matching trades of those securities within the same groups

share prices of Focus Development and Construction PLC (FOCUS) and Inter Far East Engineering PLC (IFEC) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders

The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court

wish to invest in or dispose of real estate or leasehold right of related person for the property fund, the mutual fund management company shall fulfill the conditions specified in Clause15/1 and Clause

Fund Management and Protective Rules dated 19 July 2006 shall be repealed and replaced by the following provision: “ Clause 15. After the initial investment, should a mutual fund management company wish

, should a mutual fund management company wish to invest in or dispose of real estate or leasehold right of related person for the property fund, the mutual fund management company shall fulfill the

Some business operators wish to provide services of specific securities business, for example, brokerage,  dealing and underwriting of equity instruments or private fund management, but are unable to

funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered