SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their
landscape, the SEC has proposed the new rules that will give investors more investing tools in the form of portfolio advisory with execution and program trading while helping intermediaries to improve and
The SEC has reviewed the existing criteria governing liquidity risk management tools for mutual funds and has also studied regulatory approaches adopted in other jurisdictions. The SEC is of the view
liquidity management tools, and stress test on liquidity risk according to international standards. On 20 October 2020, the Capital Market Supervisory Board Meeting No. 17/2563 passed a resolution
The board game-based learning materials will cover three dimensions of financial planning: money management and financial discipline (Money Management), wealth building through investment (Wealth
introducing verification tools such as web-based Investor Alert system, SEC Check First mobile application, and Investment Scam Hotline 1207, ext. 22. The event was held on 10 June 2025, in Surat Thani
when the SEC lays out further guidelines for supporting SMEs access to capital market fundraising. 3) Launching mobile application SEC Check First and web-based application Retirement Checkup, SEC’s two
activities regarding securities cases with judicial organizations to enhance enforcement efficiency and expects more progress on this area. We are also improving disclosure of web-based information and expect