warnings to clients of DA operators* with the following salient features.           (1) DA operators shall disclose the risks in relation to the appraisal of their financial status, storage of clients

warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their

warnings on investment risks through advertisements of digital asset business operators tend to be inflexible in certain areas and may be inconsistent with their business nature.To ensure that digital asset

offering in the Europe under the Alternative Investment Fund Managers Directive (AIFMD) where SEC has signed a memorandum of understanding (MOU) with capital-market watchdogs of 26 European countries on

") Volunteers Foundation Network of Communities for Disaster Alerts and Warnings Project. The aim is to actively assist communities in sustainable water management and enhance the efficiency of disaster

trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a

เมื่อวันที่ 23 มีนาคม 2565 นอกจากนี้ ยังได้สะท้อนมุมมองเกี่ยวกับผลกระทบที่ภาคธุรกิจไทยอาจได้รับจากการมี EU proposed directive on Corporate Sustainability Due Diligence ในโซนประเทศยุโรป รวมถึงการเตรียมความ

สนับสนุนการเสนอขายกองทุนไทยในยุโรปภายใต้กรอบความร่วมมือ Alternative Investment Fund Managers Directive (AIFMD) ซึ่ง ก.ล.ต. ได้เข้าร่วมลงนามในบันทึกความเข้าใจ (MOU) กับองค์กรกำกับดูแลตลาดทุนของประเทศสมาชิก

an emphasis on key warnings, and (2) requiring a test of investors’ knowledge before first-time investment to assess investors’ investment suitability, which can be used as a tool for the seller to

found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings