Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
22nd Anniversary. Mrs. Chanunporn Phisitvanich, PDMO Deputy Director-General, gave a warm welcome to the SEC’s representatives on this special occasion. The event took place on 9 October 2024, at the
a warm welcome to her on this special occasion. The Cabinet passed the resolution for her appointment as the 8th SEC Secretary-General on 18 September 2023.
50th Anniversary. On this special occasion, the SEC also made a donation to Siriraj Foundation for helping poor patients at Siriraj Hospital. Mr. Seaksan Sooksang, LED Director-General, gave a warm
Development Bank Thailand (SME D Bank) on its 23rd Anniversary. Mr. Jessada Chor Charoenying, Deputy Managing Director of SME D Bank, along with SME D Bank executives, gave a warm welcome to the SEC
. Niwatthai Kasemmongkol (third right), NACC Secretary-General, and Mr. Surapong Inthavorn (second right), NACC Deputy Secretary-General, gave a warm reception on this occasion. In collaboration with this
Office of the National Anti-Corruption Commission (NACC) on its 25th Anniversary. Mr. Sarote Phuengrampan and Pol. Maj. Gen. Arun Amornviriyakul, NACC Deputy Secretaries-General, gave a warm welcome to the