the contract (physical delivery), or a party may make cash settlement where the cash difference between the exercise price and the market value or price of the underlying asset or variable at a time or
Bangkok, February 17, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General said that ?From Monday 17 February, 2014, investors and general public can simply dial 1207 to call the SEC for information
, dealers and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposed revision, IA, and LBDU operators will have to comply with the capital requirements variable to
introduced under the revised regulations enabling the issuer to make several offers for sale of debt securities by simply filing securities? features and additional information in case of the event affecting
approval of the Cabinet, excluding currencies. “variable” means any exchange rate, interest rate, financial index, securities index or any other variables as specified in the notification of the SEC with the
must not be utilized as if the business operators do not operate the business themselves.Moreover, outsourcing to non-licensees will be permissible as well. The business operators simply give the SEC
simply notifies the SEC of the outsource activities at least 15 days in advance. In case of outsourcing to any other person, business operator is required to seek the SEC approval and outsourcing
are allowed to outsource without seeking for the SEC approval; they simply need to notify the SEC in advance, if the outsourcees are as follows; (i) a financial institution, (ii) a subsidiary of the
, excluding currencies. “variable” means any exchange rate, interest rate, financial index https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc (Translation) arising from or related to