business activities without proper license. The SEC notified the event organizer to suspend the activities of these exhibitors. However, due to a lack of timely cooperation, the SEC teamed up with relevant

excluded from the total liabilities in the calculation of net capital, only the portion not exceeding the shareholders’ equity, for up to one year from the effective date of the amendments. This is to

. In this regard, all information requested from clients must be up-to-date at the time the KYC/CDD process is undertaken. Furthermore, where the customer is a natural person, the securities company

requested from clients must be up-to-date at the time the KYC/CDD process is undertaken. Furthermore, where the customer is a natural person, the securities company shall ensure that the identification

documents concerning identification data. In this regard, all information requested from clients must be up-to-date at the time the KYC/CDD process is undertaken. Furthermore, where the customer is a natural

the Board of Directors’ meeting for connected transaction and Schedule date for the Extraordinary General Meeting of Shareholders No. 1/2016 To: The President, The Stocks Exchange of Thailand The Board

correctly, completely and up to date, and shall keep them for not less than two years from the date of preparing such document evidences: (1) information of a customer using for supplementing the giving

at the earliest occasion. In such case, the recipient shall be deemed to have been notified on the date and time appeared in the record of facsimile transmission, electronic mail or any other means

as from the date on which the SEC Office has received documents and evidence in full. Part 2 Rules and Period of Approval ______________________ Clause 10 Any person to be approved as auditor in the

: On 31 December 2018 SPI has Authorized share capital equals to THB 582,923,188.00 which comprises of 582,923,188 shares, with par value equal to THB 1.00 per share and also has Issued and paid-up