presentation of the investment amount and the gains from loss of control in subsidiaries. In addition, the information disclosed in its Q2 and Q3/2017 financial statements were incomplete and ambiguous, which is
in its Q2 and Q3/2017 financial statements were incomplete and ambiguous, which is likely to affect the rights and interests of shareholders or the decision making on investment. For example, an
invest in some claim-to-be digital tokens which is in fact another form of Ponzi scheme. Such scheme can be detected by ambiguous business plans, products or platforms, as well as the lack of trustworthy
)...from…(INSTITUTION)… (NAME).......... 5. Marital status ( Single ( Married ( Unregistered married ( Divorced ( Others........... Spouse’s name
)...from…(INSTITUTION)… (NAME).......... 5. Marital status Single Married Unregistered married Divorced Others........... Spouse’s name
information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and
consultation paper is available until August 20, 2013.The SEC proposes to allow mutual fund, private fund, provident fund and accredited investor fund to invest in both listed and unlisted instruments of the GMS
(“listed”) และตราสารท่ีไม่ได ้ จดทะเบียนซ้ือขายในตลาดหลกัทรัพย ์(“unlisted”) ไม่เกินร้อยละ 5 ของมูลค่าทรัพยสิ์นสุทธิ (“NAV”) (2) Total junk limit : เม่ือรวมการลงทุนใน ASEAN non-IOSCO/WFE กบั ตราสารอ่ืนท่ี
สำรที่ไม่ได้ขึ้นทะเบียน หรือจดทะเบียน (Non-SET, Non-Registered) เช่น ต๋ัวแลกเงิน หรือ ตั๋วสัญญำใช้เงิน ให้แสดงชื่อตรำสำรเป็น ชื่อเต็ม ภำษำไทยเป็นหลัก แต่ถ้ำยำวจะใช้ชื่อย่อแล้วให้หมำยเหตุช่วยได้ ส่วนภำษำ
of this case. _______________ *BSEC was unlisted from the SET on October 22, 2013.