characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her
, which has seized and frozen assets with a total value exceeding THB 20 billion. The CIB stands ready to continuously advance this form of cooperation with all relevant agencies to ensure unified and
amendments will establish a unified standard for prohibited characteristics and for the assessment of the severity of conduct of major shareholders across all types of business operators. Transitional
information and coordinate with the AMLO, the CIB, and relevant agencies to ensure unified and effective supervision and law enforcement. Where information or circumstances indicate potential violations
Securities and Exchange Commission No. KorThor. 16/2555 Re: Determination of Types of Securities Having Characteristic Similar with Investment Units _____________ By virtue of Section 14 of the Securities and
regulatory oversight across all types of businesses to a unified standard, as well as to strengthen the regulatory requirements applicable to derivatives exchanges and derivatives clearing houses, in line
in Cambodia with details as follows: 1. Date of Transaction : Within Quarter 3/2018 2. Characteristic of the Transaction Parties : 1. M Pictures Entertainment Public Company Limited. 2. MVP
financial statements of Renaissance FMC, which constitutes a prohibited characteristic for an auditor in the capital market*. Accordingly, the SEC resolved to revoke Ms. Sulalit’s approval as a capital