duties or provide services with honesty and good faith, by misappropriating investor assets, while the conduct described in item (3.2) constituted conduct suggestive of dishonesty that has had a

investors into investment; (4) not suggestive or assertive of the return deriving from the investment except as exempted by the Office, or, when such information is a forecast made under the following

as well as predictions, projections and fore- casts of the economy or economic trends of the markets, which are not necessarily indicative of the future or likely performance of the Company. Such

ไดรบัอนุญาต ตองจัดใหมีการเปดเผยขอมูลเพื่อเปรียบเทียบคาความผันผวนแฝง (implied volatility) กับคาความผันผวนในอดีต (historical volatility) บน website ของผูออก DW โดยเปนการเปดเผย อยางตอเนื่อง

prospectus; - continuing disclosure of the implied volatility in comparison to the historical volatility on the website of the DW issuer;  - disclosure of a warning statement regarding the gearing ratio, a

.  Recent developments in the PET industry are indicative of a positive change in the margins envi- ronment in 4Q17 and in 2018. Financial weakness seen by some of the leading producers also pro- vides

Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the

asset value has now reached a total of 1,100,686 million Thai baht, an 8 percent increase in comparison to the same quarter of the year 2017. This shows a consistent growth and an indicative that

Vorapol Socatiyanurak. As agreed upon the joint meeting of the SEC and AIMC, in case of irregular foreign ETF closing price, asset management company may use indicative NAV of foreign ETF calculable from

Following an inspection report from ttb Bank and the SEC’s further investigation, it was found that during the years 2015 – 2024 Sareerat acted in a manner that implied dishonesty and committed