ก.ล.ต. เปิดรับฟังความคิดเห็นเกี่ยวกับร่างประกาศเกี่ยวกับการจัดจำหน่ายหลักทรัพย์ของ underwriter รองรับการจัดสรรหุ้น SME
Bangkok, March 27, 2012 ? The SEC is seeking public comments on a draft regulation requiring underwriter to develop suitability test for the sale of shares and debt securities. Suitability test will
the result of the sale to the Office. In cases where an offering is made through an underwriter, the promoters of a public limited company, a company or owner of securities shall report the amount of
Association of Securities Companies with the SEC approval. In addition, the Capital Market Supervisory Board has approved revision on regulations to require securities underwriter either equity or debt
Kasikornbank Public Company Limited Between August 30, 2021 and July 18, 2023 Kasikornbank Public Company Limited (“KBANK”) as a securities underwriter, failed to comply with the rules, conditions
Krungthai XSpring Securities Company Limited Between November 14, 2022 and August 9, 2023 Krungthai XSpring Securities Company Limited ("KTX") as a securities underwriter, failed to comply
Maybank Securities (Thailand) Public Company Limited Between August 30, 2021 and October 2, 2024 Maybank Securities (Thailand) Public Company Limited ("MST") as a securities underwriter