other’s fund standards. In this connection, the SEC has issued regulations for such cross-border offerings of funds under HK-TH MRF. Essentially, a fund to be offered to retail investors in the host country
together with cross-bordering offering under equivalent standards of high quality financial reporting. The AARG discussion will cover the latest global inspection survey results conducted by International
Bangkok, July 23, 2013 ? The European Commission ("EC") announced its decision to recognize Thailand auditor oversight under SEC?s supervision as equivalent to those of the European Union ("EU
shall at least be the head of the department or a person holding any equivalent position otherwise called under a different name but in charge of a line of work relating to the derivatives business
, branch manager and any person with other equivalent positions under different names; “Managing Director” means any person authorised by the board of directors to take the highest responsibility in managing
-manager, assistant manager, department director, branch manager and any person with other equivalent positions under different names; “Managing Director” means any person authorised by the board of
, excluding the person under Clause 10: (1) director; (2) general manager; (3) person holding a position equivalent to the positions under sub clause (2) called by other names; (4) advisor of securities company
; (3) person holding a position equivalent to the positions under sub clause (2) called by other names; (4) advisor of securities company under Section 103 of the Securities and Exchange Act B.E. 2535
under Clause 4(1) are persons holding the following positions, excluding the person under Clause 10: (1) director; (2) general manager; (3) person holding a position equivalent to the positions under sub