Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC

former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders.  Following a report from Bualuang Securities PLC., the SEC further probed into the case

paragraph of Section 281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON?s failure to record and

281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON's failure to record and prepare its

compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the Notification, of an applicant, directors, managers and

statement with auditor’s opinion for this fiscal year compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the

agreement with the Company and also recorded a provision for an additional debts of 161 million Baht for 2 creditors whose compromise agreements with the Company are still under process; - the record of

without the company's assignment, under which {A} failed to record his investment advice given to two clients. In addition, {A}, knowing that {B} was neither the SEC-approved investment analyst nor

the data of listed companies with at least 30 percent woman directors on the board (as of 31 December 2022) without any record of misconduct under the Securities and Exchange Act in the past year

” of J Fintech Co., Ltd has been record under this item. 3) Rental Income was 708 million Baht which increase 183 million Baht or 34.9% from last year. An increasing of revenues mainly from the