Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be liable to be digital tokens. With a claim to be around 500 million baht worth, these funds were said to be used for investing in several projects such as a digital platform for exchanging goods and services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and ot...
publicized through telephone, leaflets, brochures, event booths at office buildings and Facebook advertisements.Such acts may be unlawful and constitute an offence of luring and offering unauthorized
Facebook page "Choose wisely in financial business" : Unlicensed securities and derivatives business (Disclosure Date : 20/11/2025)
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the account owner.The SEC and RHB OSK found that {A} took securities trading orders from a client using an alias through chat program. The client also sent securities trading orders on behalf of other 12 clients who were his friends, while {A} took such orders without any written authorization from those...
Facebook อ้างชื่อ Choose wisely in financial business - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 20/11/2568)
The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well
companies comply with the following key regulations: 1) To provide several investment plans for members to choose from, including a qualified default policy for those without expressed preference; 2) To
financial planning and investment under the theme, “Choose Your Lifestyle: Start with Financial Planning” to 150 medical professionals at the Queen Sirikit Heart Center of the Northeast, Khon Kaen
quizzes on iPad. ?This year we are using the theme of knowledge shopping market where investors and the interested public can choose from a broad variety of topics suitable for their interests and risk
of low qualified assets left in the fund portfolio and they have to bear the costs associated with the asset sales. Meanwhile, the proposed risk management tools that fund managers can choose to use