Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be liable to be digital tokens. With a claim to be around 500 million baht worth, these funds were said to be used for investing in several projects such as a digital platform for exchanging goods and services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and ot...
publicized through telephone, leaflets, brochures, event booths at office buildings and Facebook advertisements.Such acts may be unlawful and constitute an offence of luring and offering unauthorized
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the account owner.The SEC and RHB OSK found that {A} took securities trading orders from a client using an alias through chat program. The client also sent securities trading orders on behalf of other 12 clients who were his friends, while {A} took such orders without any written authorization from those...
จับหุ้น FB: จับหุ้น : Unlicensed securities and derivatives business (Disclosure Date : 03/01/2019)
หุ้นต้นน้ำ FB: หุ้นต้นน้ำ : Unlicensed securities and derivatives business (Disclosure Date : 14/02/2019)
มังกรหุ้น FB: มังกรหุ้น : Unlicensed securities and derivatives business (Disclosure Date : 31/08/2018)
/2558 วันที่ตอบ: 09/09/2558 คำถาม: การโอนหุ้นกู้กรณี PP และ PO จะสมบูรณ์และใช้ยันบุคคลภายนอกได้เมื่อไหร่และต้องเป็นหุ้นกู้ประเภท