Bangkok, April 25, 2012 ? The SEC is seeking public comment on the draft regulation with a view to strengthening role of compliance unit of business operators in the capital market (securities
Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU l...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานแถลงแผนยุทธศาสตร์ ก.ล.ต. ปี 2564 – 2566 ภายใต้แนวคิด “Strengthening Resilient Future” โดยนายอาคม เติมพิทยาไพสิฐ รัฐมนตรีว่าการ
นางสาวจอมขวัญ คงสกุล ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาในงาน Virtual Conference Strengthening ESG Investment/Sustainable Investment under the COVID
The SEC Board and the SET Governors met on 3 August 2023 to discuss and exchange perspectives as well as viewpoints in relation to cooperative working process between the two organizations with an aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for reviews and revisions in going forward. In this connection, related supervisory policies and measures w...
BANGKOK MASS TRANSIT SYSTEM PUBLIC COMPANY LIMITED | Q1/2011
BANGKOK MASS TRANSIT SYSTEM PUBLIC COMPANY LIMITED | Q2/2011
BANGKOK MASS TRANSIT SYSTEM PUBLIC COMPANY LIMITED | Q3/2011
BANGKOK MASS TRANSIT SYSTEM PUBLIC COMPANY LIMITED | Year 2011
BANGKOK MASS TRANSIT SYSTEM PUBLIC COMPANY LIMITED | Q1/2012