of the Provinces? project, ?SMEs Bond? project participants can join training courses on market knowledge and fundraising vehicles to get better equipped with bond issuance, and apply for credit rating
listed companies for those people. In addition, amendment to the governing rules will add possession of accounting knowledge and passing of minimum training courses to the qualifications of financial
SEC Secretary-General Rapee Sucharitkul stated that SEC has issued notifications related to the offering of digital token through ICO process and the the approval of ICO portal under the Royal Decree on Digital Asset Businesses, B.E. 2561. The regulation will come into force since 16 July 2018.Since the royal decree stipulates that the issuance of ICO must be done only through ICO portals which will act as initial screener of ICO issuer. After the related notifications come into effect, S...
SEC Secretary-General Ruenvadee Suwanmongkol said “SEC prioritizes the protection of investors against fraudulent solicitations, which is one of the core policies of SEC. Therefore, we started the development of the application that would be beneficial for investors, with which basic information can be convenient found and inspected. This application is another one of the measures preventing investors to fall victims for fraudulent solicitations, as well as being a mean of elevating the...
Bangkok, April 3, 2012 ? The SEC in cooperation with the Ministry of Interior, the Stock Exchange of Thailand (SET), the Federation of Thai Industries, Thai Chamber of Commerce, Investment Banking Club and auditors launch the project ?Pride of the Province?, aiming to promote high potential businesses nationwide to raise funds and list on the SET or the Market for Alternative Investment (mai). Businesses approved to offer for sale of securities within 2013 will enjoy several privileges. Deputy P...
Bangkok, 23 February 2017 ? The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven core principles take into account environmental, social and governance (ESG) factors in the business practices of investee companies, offering institutional investors a balanced focus apart from seeking maximum returns and managing investment risks. The I Code aims to build institutional investors? long...
training workshop titled “Deep-dive Masterclass on ICAPs Expectations Ladder: Governance.” This workshop aimed to strengthen the capacity and enhance responsible investment practices among asset
The Securities and Exchange Commission (SEC) organized a training session for “New Generation Fund Managers with Environmental Awareness, Class 1” aimed at fostering the role of emerging fund
The Securities and Exchange Commission (SEC) organized a virtual training session on “Ethical and Moral Standards of the SEC Staff and the Building of Trust and Confidence in the SEC”. The online
realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and