Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public in the possible event of service discontinuance or financial problems that may occur on a continuous or concurrent basis among service providers as has recently been the case for foreign counterparts. In addition, the draft regulation is expected to further clarify the scope of supervision of digita...
LUMPHINI, PATHUM WAN, Bangkok 10330 Tel.0-2105-4136 Fax.0-2252-9340 3 ICAP SECURITIES CO.,LTD. LUMPHINI, PATHUM WAN, Bangkok - Tel.0-2253-0888 Fax.0-2256-0999 4 TRADITION FIXED INCOME SECURITIES CO.,LTD. 191
, held a joint meeting to discuss and exchange views on strategies for promoting, developing, and supervising digital assets, including the involvement of the government, the Thai Digital Asset
Company Name Website AFS AFS SECURITIES (THAILAND) CO.,LTD. ELITE ELITE SECURITIES CO.,LTD. ICAP ICAP SECURITIES CO.,LTD. TRADITION TRADITION FIXED INCOME SECURITIES CO.,LTD. WSTPS WALL STREET TULLET PREBON
The Securities and Exchange Commission (SEC) participated in the Declaration of Intent to drive and promote the involvement of the business sector in the Thai capital market in preserving and
concerning the amendments to the IPO approval regulations in the part of the issuer’s qualification of non-involvement in any illegal business. The essences of the amendments are as follows: (1) Revising
from insufficient involvement of engagement partners and engagement quality control reviewers (EQCRs) and incomplete audit manuals as required by quality control standard. Findings by respective average
compromise business opportunities.The SEC is therefore proposing to amend the IPO regulations by clarifying the issuer’s qualification of non-involvement in an illegal business to ensure clarity and
247 and 246, respectively. In this regard, the matter of Vijit involvement will also be considered. ?Investigation on this incident has been carried out under the SEC regular procedures where workflow