2787Securities and Exchange Commission PhilippinesOffice of the Commission SecretaryMs Arra B. FranciaEmail: abfrancia@sec.gov.phMonetary Authority of SingaporeCorporate CommunicationsMs Kei YamadaEmail
Stock Exchange of Thailand (SET). In case where irregular trading is found, the SET as a front-line regulator will refer the case to the SEC for further investigation. At present, a number of cases
Facebook Page ชื่อ Twenty Floor : Unlicensed securities and derivatives business (Disclosure Date : 02/01/2024)
Facebook page Ceiling / Floor : Unlicensed securities and derivatives business (Disclosure Date : 28/09/2022)
SEC gives information on posting trading signs on listed securities in accordance with SET regulations to protect investors. SET posts supervisory signs on listed securities to warn investors to make
Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
Facebook Page ชื่อ Trading on the stock exchange : Unlicensed securities and derivatives business (Disclosure Date : 13/12/2023)