, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate

ensure appropriate redemption for unitholders when the assets regain quality or become tradable under normal circumstances, as follows:- Providing AMCs with additional options to make payments to

Reporting Person : - | Type of securities : - | Date of reporting obligation : 28/11/2005

Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/08/2006

Reporting Person : - | Type of securities : - | Date of reporting obligation : 24/07/2007

Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/09/2008

Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/11/2009

Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/09/2010

Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/08/2011