, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate
ensure appropriate redemption for unitholders when the assets regain quality or become tradable under normal circumstances, as follows:- Providing AMCs with additional options to make payments to
Reporting Person : - | Type of securities : - | Date of reporting obligation : 28/11/2005
Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/08/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 24/07/2007
Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/09/2008
Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/11/2009
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/09/2010
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/08/2011