, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate

ensure appropriate redemption for unitholders when the assets regain quality or become tradable under normal circumstances, as follows:- Providing AMCs with additional options to make payments to

Abbreviation Company Name Website PINE PINE WEALTH SOLUTION SECURITIES CO.,LTD. https://www.pinewealthsolution.com/ JUST ASSET MANAGEMENT CO.,LTD. https://www.justam.co.th BLUEBELL BLUEBELL SECURITIES CO.,LTD

to invest diversely. They can invest in equity securities, debt instruments and alternative assets. Investing in SSF units offers an alternative, especially for those who have just started their

investment in Trang Sure Co.,Ltd. at ratio 19.8% which more than standard of 10% so the company has just report this transaction. Signatu re…………........……………………….Authorized director (Mr.Surin Tohtubtiang

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดงานสัมมนาออนไลน์หัวข้อ “Sustainable Bond Issuance for a Just Transition : Integrating Climate

subscribe its subsidiary?s capital increase shares, it turned out that the purchaser, just about six months later, sold a listed company Million Miles shares at the price very much higher than the

trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations

PLC. and the SEC that the client gave him the username and password for submitting the trading orders as the client had just started investing and not  familiar with the Internet trading program.Making

like this in last six months. But this transaction has changed the investment in Great One Food Products Co.,Ltd. at ratio 19.7% which more than standard of 10% so the company has just report this