สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมงานสัมมนา “An Accelerating Implementation for Climate Strategies” จัดโดย ERM (Environmental Resources Management) ภายใต้หัวข้อ
As institutional investors managing large investment funds, AMCs have potential to create ripple effects and help drive Thailand towards achieving Sustainable Development Goals (SDGs) and Net Zero. They can do this by becoming responsible investors who allocate capital to businesses with good governance and sustainable operations, and by encouraging these businesses – especially those in high greenhouse gas emissions industries – to implement timely and effective climate risk measures, ref...
implementation" 27/09/2021 9.30 - 11.30 น. FA28092021 สัมมนา "Practical issues and challenges in TFRS implementation for IPO" 28/09/2021 9.30 - 11.30 น. PDPA_MOOC2021 ขอเรียนแจ้ง การเข้าอบรมหลักสูตรออนไลน์ CHULA
, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate
. Pornanong Budsaratragoon, SEC Secretary-General and Chairperson of the Working Group, met with executives and relevant departments to review the implementation of these measures and to establish the No Gift
provided to ensure proper implementation by SEC employees. The meeting took place on 24 April 2024, at the SEC Building.
, the current Chair of ACMF. The Framework, an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers, enhances ASEAN?s attractiveness as a fund-raising centre. Under the
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
guidelines at both the strategic and implementation levels, having developed an AI Strategy, AI Ethics, and an AI Operation Framework to ensure responsible AI adoption within the organization. The SEC has
2019to discuss the implementation and application of the DLT, to increase the efficiency and reduce cost of operation, and overall processes from the first step to the last, relating to fundraising and