, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate

) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2022 Reviewed Company Q1 31/01/2022       2022 Reviewed Consolidated Q1 31/01/2022       2021   Company Year 31/10

) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2022 Reviewed Company Q2 30/06/2022       2022 Reviewed Consolidated Q2 30/06/2022       2022 Reviewed Company Q1

) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2022 Reviewed Company Q1 31/01/2022       2022 Reviewed Consolidated Q1 31/01/2022       2021   Company Year 31/10

) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2022 Reviewed Company Q1 31/01/2022       2022 Reviewed Consolidated Q1 31/01/2022       2021   Company Year 31/10

) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2022 Reviewed Company Q1 31/01/2022       2022 Reviewed Consolidated Q1 31/01/2022       2021   Company Year 31/10

) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2023 Reviewed Company Q3 30/11/2022       2023 Reviewed Consolidated Q3 30/11/2022       2023 Reviewed

Year 31/10/2022       2022   Consolidated Year 31/10/2022       2022 Reviewed Company Q3 31/07/2022       2022 Reviewed Consolidated Q3 31/07/2022       2022 Reviewed Company Q2 30/04/2022       2022

) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2023 Reviewed Company Q3 30/11/2022       2023 Reviewed Consolidated Q3 30/11/2022       2023 Reviewed

Company Q3 30/11/2024       2025 Reviewed Consolidated Q3 30/11/2024       2025 Reviewed Consolidated Q2 31/08/2024       2025 Reviewed Company Q2 31/08/2024       2025 Reviewed Consolidated Q1 31/05/2024