, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate
Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business
List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-3
,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-2 OTO Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG
CHETCHOTISAK, Mr. CHOT CHETCHOTISAK, บริษัท เชษฐโชติ โฮลดิ้งส์ จำกัด Commencement of status of a concert party Stock 62.4513 0 62.4513 08/03/2023 62.4513 0 62.4513 The acquirer will make a tender offer
business day of the year wherein the approval will expire, and (2) require the business operator to submit an application, notify the commencement and termination of duty performance, and renew the
ensure appropriate redemption for unitholders when the assets regain quality or become tradable under normal circumstances, as follows:- Providing AMCs with additional options to make payments to
( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance 2.2 ( ) Commencement of status of a concert party ( ) Termination of status of a concert