, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate

ensure appropriate redemption for unitholders when the assets regain quality or become tradable under normal circumstances, as follows:- Providing AMCs with additional options to make payments to

File Description 1 Approval of securities licenses, derivatives licenses trustee license and digital asset license Quarter 4/2024 2 Activation of securities business, derivatives business trustee

Quarter 2/2023   2 Approval of securities licenses, derivatives licenses trustee license and digital asset license Quarter 2/2023   3 Activation of securities business, derivatives business trustee business

the activation deadline for not more than 120 days;(5) Enhancing the eligible qualifications of directors, executives and major shareholders of digital asset businesses whereby they must not hold such

in the first half of 2020 totaled 9.77 million Baht which slightly decreased by 0.52 million Baht or 5.02% from the same period of the last year. This was mainly due to an activation of interest

the activation of circuit breaker system when mai Index dropped by 10 percent. It had sent market halt to all members? system, resulting in an automatically halt in the trading system of all members. 2

year. However, due to the uncertainty of the merger situation between mobile operators during this period, each mobile operator has slowed down the activation of additional solutions that the Company has

] phanchul Typewriter [Fill in head office address] phanchul Typewriter [*** Fill in Corporate E-mail only. The SEC will send the company account activation link to the E-mail ***] phanchul Typewriter [Input

mobile operator has slowed down the activation of addi- tional systems that the Company has developed and focusing on retaining and increasing the number of users on each operator’s networks. Services