SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their
landscape, the SEC has proposed the new rules that will give investors more investing tools in the form of portfolio advisory with execution and program trading while helping intermediaries to improve and
working methods, emphasizing analysis and the mixed use of supervisory tools to achieve the intended outcome without relying solely on regulations,? added Mr. Rapee.The SEC strategic plan has engaged market
according to members? age and investment period, respectively. Employers? educational activities and other tools could also help PVD members to better prepare for their retirement. Meanwhile, the SEC in
funds, (3) promoting governance and good standards of financial institutions and corporate whereby investors? best interest is considered paramount, and (4) developing tools to empower investors. The plan
Bangkok, January 8, 2014 ? The SEC announced the strategic plan 2014-2016 and key initiatives to kick off in 2014 emphasizing continued five key strategies to enhance supervisory efficiency, sharpen
The Sub-committee on Digital Strategy for Capital Market, chaired by Mrs. Methini Thepmanee, has approved the SEC Capital Market Digital Strategic Plan 2020 – 2022, which aims to support
2020-2022 and adds the goal of “recovery and strengthening” and the Ad-hoc Master Plan to ensure that the capital market’s regulations will not impose obstacles and will provide tools for building
liquidity management tools, and stress test on liquidity risk according to international standards. On 20 October 2020, the Capital Market Supervisory Board Meeting No. 17/2563 passed a resolution