9 July 2025 to ensure thorough audit process before submitting the report. Nevertheless, the SEC instructs SAM to expedite the audit reporting process in accordance with the specified timeframe
, such as websites of DR issuers, underlying foreign securities and the Stock Exchange of Thailand. Furthermore, investors must study terms and conditions of deposit agreements to have thorough
inability to submit both financial statements and requested for further deadline extension. After thorough consideration, the SEC turned down the request this time.
and financial reports of initial public offering (IPO) and public offering (PO) companies.The proposed rules would require that the CFOs and accountants of the IPO and PO companies maintain thorough
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading
the Internet, and the inconvenience for thorough reading of lengthy registration statements and prospectuses.The proposal is not expected to add much compliance cost because in practice issuers tend to
effect. The issuing companies are required to prepare notice calling a shareholders? meeting with thorough information on dilution effect caused by CD issuance including 1) number of shares reserved for
, SEC Senior Assistant Secretary ? General, said: ?After a thorough analysis of the current financial reporting ecosystem and discussions with relevant parties including the SET and the Federation of
intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as
internationally. This includes accelerating information exchange, monitoring suspicious transactions, expanding investigative actions, and linking in‑depth information on identity, behavior, and fund flows