introduction to the “Aom No.5” campaign, “Mutual funds are appropriate saving and investment tools for Thai people. However, the 2022 statistics showed that there were only 1.7 million mutual fund unitholders in
Facebook Page ชื่อ Mutual Fund for the People : Unlicensed securities and derivatives business (Disclosure Date : 12/12/2023)
Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide services to investors continuously and clients’ digital assets are securely safeguarded. The SEC...
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as follows: (1) Implement a policy on fintech application at board or executives level ; (2) ...
Microsoft Word - GSC013_?????????????-Thai ELCIDGSC013/2562 วนัท่ี 17 กรกฎาคม 2562 เร่ือง แจ้งมติท่ีประชมุคณะกรรมการบริษัท ครัง้ท่ี 6/2562 เก่ียวกบัการให้สตัยาบนัในการให้ความช่วยเหลือทางการเงินแก่ บ
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
Facebook Page ชื่อ Mutual Fund for the People - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 12/12/2566)
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to have alternatives by using the capital market to accumulate wealth in the long run.SEC studied...