Facebook page อ้างชื่อ Money Talk : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2023)
Bangkok, October 3, 2012 ? The SEC today held a meeting with Transport Minister Charupong Ruangsuwan and the ministry?s executives to discuss promotion of infrastructure fund as a tool for developing infrastructure projects in support of national growth and regional linkage. Major infrastructure projects include Motorway Link to connect Thailand?s Western Seaboard and Myanmar?s Dawei Deep Seaport and Industrial Estate ? though Kanchanaburi province ? with Thailand?s Eastern Industrial Estate and...
Line, website, and application "Stock Talk Thailand" : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2025)
Line "Naritsara (Tai)" and Line "Stock Talk Thailand" : Unlicensed securities and derivatives business (Disclosure Date : 24/07/2025)
without double-checking the correctness of processing and confirming the redemption orders in violation of the tax terms.SEC found the three investment consultants to have failed to perform duties with
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
provide securities trading service to the account owner or submit trading orders of the written authorized persons action were deemed failure to perform duties which were in violation of the Notification of
deemed a failure to perform duties responsibly, carefully and honestly in violation of Section 89/7 of the Securities and Exchange Act of 1992 (SEA), which caused him or other persons to gain benefit and
without contacting or giving advice to a client. The suspension resulted from his failure to perform duties or not providing services honestly.Following a report on client's complaint filed by Siam