personal benefits from the margins of the offer prices.    According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to

Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She

seeking unfair benefits from investor by taking advantage of her duty performance.  In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the

Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch,  for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E

Derivative Warrants | TMB16C1409A | DERIVATIVE CALL WARRANTS ON TMB BANK PUBLIC COMPANY LIMITED ISSUED BY THANACHART SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN SEPTEMBER 2014 # A | Stock in

Derivative Warrants | TMB16C1603A | DERIVATIVE CALL WARRANTS ON TMB BANK PUBLIC COMPANY LIMITED ISSUED BY THANACHART SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN MARCH 2016 # A | Stock in SET50

Derivative Warrants | TMB16C1507A | DERIVATIVE CALL WARRANTS ON TMB BANK PUBLIC COMPANY LIMITED ISSUED BY THANACHART SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JULY 2015 # A | Stock in SET50

Fund Management Co., Ltd., (6) TMB Asset Management Co., Ltd., (7) UOB Asset Management Co., Ltd., (8) MFC Asset Management Plc., (9) Kasikorn Asset Management Co., Ltd., (10) Siam Night Fund Management

Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund

Re: Allocation of Cash Flow under Securitization Program and Reporting on Transfer of the Remaining Assets and Benefits of Special Purpose Vehicles