also publicly disclosed Nongan Saetung ' s inappropriate acts. The Theera Chaowanapreechasilp case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives
, had traded KARAT shares by using inside information before it was publicly disclosed on July 3, 2002. DSI later referred the case to public prosecutor who issued a prosecution order against Apichart
July 31, 2007, the SEC probed into the case and found that {A}, {B}, {C}, {D} and {E} had colluded to trade RICH shares in concealment through 15 related persons securities trading accounts. They traded
Department of Special Investigation (DSI) after finding indicates that this group of people traded shares of Karat Sanitaryware Plc. ("KARAT") by using information that Apichart obtained while performing duty
him to stop trading, but he traded again on January 5-6, 2012. {A} admitted he had traded derivatives for his client during aforementioned period and also made trading decisions during January 5-6, 2012
' securities trading accounts. They traded UKEM shares in concealment on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and volumes, causing
a publicly traded company can be bought, sold, or transferred. An equity share https://www.sec.or.th/cgthailand/TH/Documents/Assessment/Corporate-Governance-Principles-ENG.pdf Reform Priorities in
3,388,672.50 baht, 1,121,980 baht, and 621,980 baht, respectively. In addition, Chantip will be prohibited from holding position as director or executive of any publicly traded company or any securities
director or executive at any publicly traded company and any securities company for 12 months each. The banning period shall begin from the date each offender signs the letter of consent to comply with the
to the first two editions of the projects. Qualified businesses will be able to attend training courses on capital market, fund raising and preparation for becoming a publicly traded company. Moreover