Bangkok, June 13, 2014 ? The SEC is seeking public comment on rule revisions on subscription, underwriting, and allotment of newly issued securities and securities underwriting. The revisions aim at eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities underwriting will also be revised in responsive to current circumstances.  The consultation...

XSPRING ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 07/07/2020 - 17/07/2020

Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, clarified: “The SEC, to the best effort, has taken actions under the authority in this case, e.g., instructing the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the investigations into the case. With regard to investor rights protection, the SEC has rendered ful...

                                                                                    ________________________หมายเหตุ:ตามลิงก์ https://zipmex.com/th/en/announcements/update-on-moratorium-proceedings-29072022-3/

their right within deadline.  ________________________Remark:  Link to Zipmex Group’s announcement: https://zipmex.com/th/en/announcements/update-on-moratorium-proceedings-29072022-3/

also set the “AI-Powered Organization” strategy to drive the use of AI for enhancing regulatory efficiency and sustainable law enforcement. The SEC also set up an AI taskforce to drive systematic and

, Head of Systematic Research on Sustainability, Lombard Odier, (3) Mr. Thanapong Na Ranong, Managing Director at Beacon Venture Capital Limited, and (4) Mr. Adisorn Sermchaiwong, Executive Chairman of

resources development, and facilitate systematic linkage of working process for optimum results.?  LED Director-General Ms. Ruenvadee Suwanmongkul said: ?This mutual effort exemplifies our promotion and

implement efficient, reliable and systematic credit rating methodologies and operate independently without conflicts of interest. Inputs must be managed efficiently while disclosure of public information must

. Clause 2. The organisational structure of the company shall be established in accordance with the following rules: (1) arrange the structure of the company in an orderly systematic way, according to duties