business operators and organizations related to the capital markets to be aware of the importance of compliance with the Personal Data Protection Act. SEC’s suggestions in four main issues will help the

channels. Less than 20 percent of funds are sold through an open-architecture system. Moreover, media outlets should disclose costs or help promote long-term investment.  Vorapol Socatiyanurak, SEC Secretary

also extend to conducting survey through "Nida Poll" on the issues of capital market, financial literacy and investment behavior as well as production and publication of academic researches and papers

Bangkok, January 21, 2013 ? The SEC participated in the International Forum of Independent Audit Regulators (IFIAR)?s global survey with a view to making further progress in improving audit quality

The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Digital Economy and Society, the Anti-Money Laundering Office, and key capital market alliances, has launched an "Anti-scam Hotline” scheme to provide direct channels for reporting investment scams at tel. 1207 ext. 22, or via SEC website at www.sec.or.th/scamalert, or email at scamalert@sec.or.th.  The SEC has expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to...

specifically target young people to help them prepare for their own future and cope with the aging society.The research piece by Kittikun Tanaratpattanakit, Senior Research Analyst at Morningstar Research

act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the

In a case that at the minimum 80% of targeted fundraising amount in crowdfunding project are subscribed, this is regarded as successful debenture crowdfunding. This regulatory revision aims to assist small- to medium-sized enterprises (SMEs) to gain greater access into funding sources, and to be in line with overseas crowdfunding regulations. It came into force from 16 March 2020.SEC Assistant Secretary-General Jomkwan Kongsakul said “SEC is ready to support the government policy in pro...

SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to

Following the concerns from the last public hearing in 2017 on the revision of the principles and regulations relating to the provident fund to resolve the issue that members did not have adequate information to understand before selecting their investment policy, SEC had then discussed with relevant departments to revise the details of such regulations, in order for the provident fund members to select their appropriate choice of investment policy, which would result in a sufficient grow...