Bangkok, January 21, 2013 ? The SEC participated in the International Forum of Independent Audit Regulators (IFIAR)?s global survey with a view to making further progress in improving audit quality
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the results, 192 firms responded, scoring 70% total preparedness in personal data protection.Business operators, who need to accelerate their preparedness for the Personal Data Protection Act, have been advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal b...
Bangkok, May 17, 2013 ? Thailand?s asset management industry received the overall score of B, ranking third behind the US and the Republic of Korea respectively in the Morningstar?s Global Investor Experience Study. The industry has maintained high standards in the area of regulation and taxation, as well as improvement in the area of sales and media. Nonetheless, there is still room for improvement in certain areas, particularly disclosure. The Morning Star Research announced the findings f...
SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
a new subsidiary 26/07/2022 18:29 Capital increase in a subsidiary 25/01/2022 19:07 Notification of the Investment in DP Survey and Law Co., Ltd. 25/01/2022 19:05 Notification of the Investment in
/2022 18:29 Capital increase in a subsidiary 25/01/2022 19:07 Notification of the Investment in DP Survey and Law Co., Ltd. 25/01/2022 19:05 Notification of the Investment in Amity Insurance Broker Co
and Machine Learning (ML) in business services, survey findings on providing international products to retail investors, insights on the growth of "finfluencers" in Thailand, support for Open Data use
alternative vehicle to manage their liquidity and to put their money away for a short time, besides bank deposits. Earlier, SEC conducted an opinion survey and also worked with the Association of Investment